The NetEase finance and economics on September 22 the news in the evening Shenzhen Stock Exchange had issued opens a bank account the reply investor who buys the way with Shanghai to inquire about the undertaking board. The following is question and answer full text:

Question: Only participates in undertaking board new stock Shen Gou, did not plan that carries on the undertaking board stock transaction, whether must sign the risk revelation book, handles the transaction to clear the procedure?

Answer: Yes. The natural person investor must arrive at the securities company sales office scene to sign “Undertaking Board Market Investment risk Revelation Book”, in passing through the securities company confirmed and clears the undertaking board market transaction after the prescribed time limit, the investor may participate in undertaking board new stock Shen Gou.

Here, what needs to propose the investor to pay attention, in Shen Gouhuo who going through the above risk revelation book signature formalities cannot participate in the undertaking board stock on the same day buys and sells, and trades the investor of experience to need the time to be different differently, had over two years natural person investor of the stock transaction experience (T date) the second trading day (the T+2 date) then Shen Gouhuo to buy and sell the undertaking board stock (including two years) after the signature risk revelation book, but has not had natural person investor of two years transaction experience, then must the fifth trading day (T+5) be possible Shen Gouhuo to buy and sell the undertaking board stock after the signature. For example: Had two years transaction experience’s natural person A to go to the sales office to handle the undertaking board in the Monday normal trading day to clear the procedure, then A may start Shen in Wednesday Gou the undertaking board new stock; Has not had two years transaction experience’s natural person B to handle the undertaking board to clear the procedure in the Monday normal transaction other day, then B must only then start Shen in next Monday Gou the undertaking board new stock.

Question: In the weekend handles the undertaking board to clear the procedure, when can start Shen Gou the undertaking board new stock?

Answer: In order to facilitate the investor goes to the sales office to handle the undertaking board transaction using the relaxation time to clear the procedure, some securities companies provided the weekend to handle the relevant operation for the investor the service. If the investor goes to apply in the weekend to clear the undertaking board, regardless of being Saturday or Sunday, with clears for Friday application equally, namely will have over two years to trade the natural person investor of experience to be possible to start Shen Gou in next Tuesday, but has not had investor of two years transaction experience to be possible to start to participate in Shen Gou next Friday.

Question: Undertaking board new stock Shen does Gou have what difference with the platelet? Which does concrete Shanghai buy the item to operate the request?

Answer: Undertaking board new stock Shanghai buys item not to have the difference with the platelet, compares new stock Shanghai which cared to buy the item concrete explanation regarding the investor to be as follows:

Question: How do the investors carry on undertaking board new stock Shen Goupei and sign the inquiry?

Answer: Contact undertaking board new stock Shen Goupei and signs the situation to be possible through two ways; first, to arrive to inquire in the securities supervision commission; Second, inquired through Shenzhen Stock Exchange automatic voice call, the sound news number was 0755-82288800.

Question: Is the participation undertaking board online Shen Gou quantity limit what kind of?

Answer: Undertaking board online Shanghai buys the unit is 500, each security account Shen Gou entrusted many in 500; Over 500 must be 500 integral multiples, but do not surpass advocates the credit corroborative definite Shanghai to buy the upper limit in the release announcement. Buys quantity to surpass new stock Shen Gou who regarding Shanghai Shanghai buys the upper limit to entrust, Shenzhen Stock Exchange transaction system regards as the invalid request this request, does not give the confirmation.

Question: When the investors participate undertaking board each stock online Shanghai buys, can use same security account repeatedly Shen Gou? Can use many security account Shen Gou?

Answer: When the investors participate undertaking board each stock online Shanghai buys, can only use security account Shen Gou one time. If the investor uses an account repeatedly (including or many places) Shanghai buys with the stock, first Shen Gou will be confirmed that other will regard as invalid Shen Gou will remove the list automatically. If same investor by having many of the same name buy with credential number security account Shanghai with the stock, Japan will confirm finally the first Shanghai buys effectively, other accounts’ Shen Goujun process as invalid Shen Gou.

Question: Undertaking board online Shen can Gouxin the stock remove the list?

Answer: Not. New stock Shen Gou entrusted one to confirm after Shenzhen Stock Exchange transaction system that do not remove the list.

Question: When investor online Shen Gou does the undertaking board new stock’s fund defrost?

Answer: In the ordinary circumstances, Shen Gou the third trading day (the T+3 date), China will settle accounts Shenzhen Subsidiary company to not to sign the part new stock Shanghai to buy the fund in the future to carry on defrosting processing. After settling accounts the litigant to receive China to settle accounts Shenzhen Subsidiary company to return Shanghai which buys the spare money, again the fund returns to the investor. When the investors may draw money, reference securities company relevant operation stipulation.

Question: The undertaking board sells on ration the object only to participate under the net distributing, can’t participate in online Shen Gou?

Answer: . To each only undertaking board new stock release, same sells on ration the object to be possible to choose under the net or the online one way carries on new stock Shen Gou. But, every participates in preliminary inquiry quoted price the selling on ration object, whether regardless of quotes price effectively, cannot participate in the online release.

Question: Can the individual investor and general institutional investor participate under the undertaking board new stock network the inquiry and sells on ration?

Answer: Cannot. Under the new stock network sells on ration the object generally for the special financial institution or the securities product, its qualifications were recognized by Chinese Securities business Association.

Question: Does the undertaking board stock sell on ration the stock locking deadline which under the object net sells on ration is also three months?

Answer: Yes, the undertaking board stock sells on ration the stock locking deadline and motherboard which under the object net sells on ration is the same, for the date of share three months later going on the market circulation.

Question: Which account data to Shenzhen Stock Exchange and China under the undertaking board net distributes inquiry object to settles accounts Shenzhen Subsidiary company to send? How to send?

Answer: Under the net distributes the inquiry object to settles accounts Shenzhen Subsidiary company sending to sell on ration the object Shenzhen stock market A stock security account to Shenzhen Stock Exchange and China, including sells on ration the object respectively already to the Chinese Securities business Association report Shenzhen stock market A stock security account, as well as sells on ration other object drawn up Shenzhen stock market A stock security accounts respectively. The checkout system will take under the net to distribute the account which the inquiry object sends as the basis, to selling on ration the object participation online Shen Gou behavior carries on the monitoring.

Sends the way to see specifically “about Sending Under Net Distributes To sell on ration Object A Stock Security account Notice” (Shenzhen Stock character [2009] 120th, may, in Shenzhen Stock Exchange website WWW.SZSE.CN and China settle accounts on web site WWW.CHINACLEAR.CN inquiry).

Question: The inquiry object sells on ration the object account after Chinese Securities business Association report, when needs to Shenzhen Stock Exchange and China settles accounts Shenzhen Subsidiary company sending should sell on ration the object the connection account?

Answer: The inquiry object should sells on ration the object account 2 working days after the Chinese Securities business Association report, to Shenzhen Stock Exchange and China settles accounts Shenzhen Subsidiary company sending should sell on ration the object the connection account.

Question: To hasn’t sent to sell on ration the object security account according to the request the inquiry object to have what punishment measure?

Answer: Regarding has not sent to sell on ration object security account and prompt has not made an after-event report according to the request and correction related account inquiry object, will limit its subordinate to sell on ration under the object participation network to sell on ration.

Question: Does the undertaking board new stock release need to charge the related fee?

Answer: The publishers through Shenzhen Stock Exchange transaction system release stock, Shenzhen Stock Exchange do not charge the handling charge to the publisher, the investor cannot pay commission and stamp duty and other fees. (This article originates: NetEase finance and economics) Geng Zhaojun